Max Stanley Mann

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2015-11-24

WI RA
APPROVED

Since 2015-11-24

Branch Locations

777 East Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Robert W Baird & Co	Milwaukee	WI	07/2008	Present

07/2008 → Present

Robert W Baird & Co

Milwaukee, WI

Other Businesses

Name/Address: RioCap Investors LLC / 888 Prospect St Suite 201, La Jolla, CA 92037 Start Date: Mar 21, 2024 Hours Spent: 0-5 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Passive Member Non Investment Related

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2008-08-19

S63 Uniform Securities Agent State Law Examination

2008-08-19

Designations

Other Names

Maximilian Mann

View on SEC IAPD

Current Employers

Robert W. Baird & Co. Incorporated

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

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