John Cavanaugh

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2019-10-16
TX	RA	APPROVED	2019-10-16

MN RA
APPROVED

Since 2019-10-16
TX RA
APPROVED

Since 2019-10-16

Branch Locations

Medina, MN • United States

3545 Plymouth Blvd Ste 213, Plymouth, MN 55447 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fsc Securities Corporation	Plymouth	MN	06/2007	10/2019
Cavanaugh Financial	Plymouth	MN	01/2007	Present
Lpl Financial Llc	Plymouth	MN	10/2019	Present

06/2007 → 10/2019

Fsc Securities Corporation

Plymouth, MN
01/2007 → Present

Cavanaugh Financial

Plymouth, MN
10/2019 → Present

Lpl Financial Llc

Plymouth, MN

Previous Registrations

2013-12-19 → 2019-10-18

Fsc Securities Corporation

Plymouth, MN

Other Businesses

1. 10/16/2019 - CAVANAUGH FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2007 - 150 Hours Per Month/7 Hours During Securities Trading - Time Spent 90%. 2. 10/16/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Notary - Started 02/23/2010 - 1 Hour Per Month - Time Spent 1%. 3. 4/21/2021 - Cavanaugh Financial Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 04/21/2021- 5 Hours Per Month During Securities Trading - Life & Long-Term Care.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2008-05-14

S63 Uniform Securities Agent State Law Examination

2008-05-14

Designations

View on SEC IAPD