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Current Employers
John Hancock Personal Financial Services, Llc

200 Berkeley Street, Boston, MA 02116 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2019-10-31
MD RA APPROVED 2019-10-25
  • MA RA
    APPROVED
    Since 2019-10-31
  • MD RA
    APPROVED
    Since 2019-10-25

Branch Locations

200 Berkeley Street, Boston, MA 02116 • United States

Hanover, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Diversified Laurel MD 11/2012 08/2019
Diversified Investors Securities Corp. Laurel MD 11/2012 08/2019
John Hancock Boston MA 08/2019 Present
John Hancock Distributors Llc Boston MA 08/2019 Present
  • 11/2012 → 08/2019
    Diversified
    Laurel, MD
  • 11/2012 → 08/2019
    Diversified Investors Securities Corp.
    Laurel, MD
  • 08/2019 → Present
    John Hancock
    Boston, MA
  • 08/2019 → Present
    John Hancock Distributors Llc
    Boston, MA
Previous Registrations
Other Businesses

a.OBA Name: NJBEAUTY & PRODUCTION, LLC b.Investment-related? No c.OBA Address: 9351 54th Ave., Hyattsville, MD, 20737 d.OBA Nature: Make-up e.Position, Title, or Relationship with the OBA: Registered Agent. f.OBA Start Date: 05/03/2023 g.Approximate number of hours/month devoted to the OBA: 0 h.Number of hours devoted to the OBA during securities trading hours: 0 i.Brief description duties related to the OBA: No affiliation with the day-to-day business. Serves as a Registered Agenet to receive communication in the event of a legal communication is sent out.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-20
  • S66 Uniform Combined State Law Examination
    2008-03-20
Designations

View on SEC IAPD

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