Monique M Moreno

Merrill Lynch, Pierce, Fenner & Smith Incorporated

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2016-02-02
TX	RA	APPROVED	2013-03-20
CA	RA	APPROVED	2011-11-21

NV RA
APPROVED

Since 2016-02-02
TX RA
APPROVED

Since 2013-03-20
CA RA
APPROVED

Since 2011-11-21

Branch Locations

Fairfield, CA • United States

400 S Rampart Blvd Mlwm Executive Osj, Las Vegas, NV 89145 • United States

700 Main St, Napa, CA 94559 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch Pierce, Fenner & Smith, Inc	Sacramento	CA	07/2007	Present

07/2007 → Present

Merrill Lynch Pierce, Fenner & Smith, Inc

Sacramento, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-11-18

S66 Uniform Combined State Law Examination

2011-11-18

Other Names

Monique Moreno
Monique Marciana Moreno

View on SEC IAPD

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