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Current Employers
Wealthcare Advisory Partners Llc

1065 Andrew Drive, West Chester, PA 19380 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2026-02-10
CA RA APPROVED 2021-11-17
TX RA APPROVED 2021-11-17
  • NV RA
    APPROVED
    Since 2026-02-10
  • CA RA
    APPROVED
    Since 2021-11-17
  • TX RA
    APPROVED
    Since 2021-11-17

Branch Locations

Sparks, NV • United States

1065 Andrew Drive, West Chester, PA 19380 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Sacramento CA 08/2012 11/2016
Wells Fargo Clearing Services, Llc Sacramento CA 11/2016 11/2021
Wealthcare Advisory Partners Llc Dba Paluck Capital Management Rancho Cordova CA 11/2021 Present
Lpl Financial Llc Rancho Cordova CA 11/2021 Present
  • 08/2012 → 11/2016
    Wells Fargo Advisors
    Sacramento, CA
  • 11/2016 → 11/2021
    Sacramento, CA
  • 11/2021 → Present
    Wealthcare Advisory Partners Llc Dba Paluck Capital Management
    Rancho Cordova, CA
  • 11/2021 → Present
    Lpl Financial Llc
    Rancho Cordova, CA
Previous Registrations
Other Businesses

1. 11/17/2021 - PALUCK FAMILY TRUST - Investment Related - 4319 Sophistry Dr, Rancho Cordova, CA 95742 - Act in a Fiduciary Capacity - Trustee - Started 10/2021 - Family trust. 2. 11/17/2021 - PALUCK CAPITAL MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 11/17/21. 3. 12/1/2021 - Wealthcare Advisory Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 11/17/2021 - 160 Hours Per Month/130 During Securities Trading - I provide investment advisory services through Wealthcare Advisory Partners, an independent investment advisor firm. I started this business activity in 11/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 12/1/2021 - Wealthcare Advisory Partners, LLC - DBA: (Hybrid) Paluck Capital Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 11/17/2021 - 160 Hours Per Month/130 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-09
S63 Uniform Securities Agent State Law Examination 2001-05-01
  • S66 Uniform Combined State Law Examination
    2010-07-09
  • S63 Uniform Securities Agent State Law Examination
    2001-05-01
Other Names
  • Stephen Bradley Paluck

View on SEC IAPD

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