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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-08-07 |
Branch Locations
2833B E. Battlefield Rd., Ste 112, Springfield, MO 65804 • United States
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit X Llc | Chesterfield | MO | 02/2016 | 07/2025 |
| Purshe Kaplan Sterling Investments | Albany | NY | 03/2016 | 07/2025 |
| Arax Advisory Partners, Llc | Denver | CO | 08/2025 | Present |
1) Ash Brokerage; not investment-related; 888 S. Harrison St., Suite 900, Fort Wayne, IN 46802; life insurance; insurance agent; March 2016; 20 hours/month; 20 hours/month; insurance 2) Stovall-Woody Associates, LLC. Non-Investment Related. 2833 E. Battlefield, Ste B112, Springfield, MO 65804. Business consulting and group healthcare. Stockholder. Start 5/2018. 2hrs/mo, none during trading hours. Service group life/health plans.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-10 |
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