Christopher James Mortimer

Current Employers

Vest Financial Llc

8350 Broad St Suite 240, Mclean, VA 22102-5150 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2024-09-13
VA	RA	APPROVED	2015-07-31

SC RA
APPROVED

Since 2024-09-13
VA RA
APPROVED

Since 2015-07-31

Branch Locations

Charleston, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Vest Financial, Llc	Mclean	VA	07/2015	Present
First Dominion Capital Corp.	Richmond	VA	09/2016	06/2022
Vest Securities, Llc	Mclean	VA	06/2022	Present

07/2015 → Present

Vest Financial, Llc

Mclean, VA
09/2016 → 06/2022

First Dominion Capital Corp.

Richmond, VA
06/2022 → Present

Vest Securities, Llc

Mclean, VA

Previous Registrations

2012-06-05 → 2015-07-10

Proshare Advisors Llc

Bethesda, MD
2008-11-24 → 2011-11-28

Wells Fargo Clearing Services, Llc

Bethesda, MD

Other Businesses

1) Vest Financial LLC; Investment Advisory firm; 1765 Greensboro Station; Place Tower 1, 9th Floor; McLean, VA 22102; Senior VP, Business Development; Start date 07/2015; Approximately 160 hrs per month; 40 hours/week during security trading hours; Duties: reaching out to prospects (financial advisors, RIA's, and family offices) and maintaining relationships to raise awareness of Vest Financial's investment strategies. Compensated through salary and bonus tied to overall growth of business.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-11-21

S66 Uniform Combined State Law Examination

2008-11-21

Other Names

Christopher Mortimer

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