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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2019-06-06 |
Branch Locations
929 12Th Street E, Glencoe, MN 55336 • United States
Minneapolis, MN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Inc | Minneapolis | MN | 06/2009 | 03/2018 |
| Waddell & Reed | Bloomington | MN | 03/2018 | 05/2019 |
| Pradeep Sukhani | Bloomington | MN | 01/2019 | 05/2019 |
| Thrivent Investment Management Inc | Glencoe | MN | 05/2019 | Present |
| Thrivent Financial | Appleton | WI | 06/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-19 |
| S65 | Uniform Investment Adviser Law Examination | 2010-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 2007-09-17 |
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