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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-04-07
  • CA RA
    APPROVED
    Since 2014-04-07

Branch Locations

3011 Townsgate Road Suite 300, Westlake Village, CA 91361 • United States

Thousand Oaks, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Oxnard CA 06/2007 Present
Other Businesses

CRIMSON BORDEAUX 3315 CALLE QUEBRACHO, THOUSAND OAKS, CA 91360. I AM THE OWNER OF CRIMSON BORDEAUX AND HAVE BEEN BREEDING AND EXHIBITING THIS BREED SINCE 2009. THE AMOUNT OF TIME SPENT WITH REGARDS TO THIS BUSINESS VARIES DUE TO LITTERS, BREEDINGS OR DOG SHOWS. MOST OF MY TIME SPENT ON CRIMSON BORDEAUX OCCURS ON THE WEEKENDS OR IN THE EVENINGS WHEN I AM NO LONGER AT WORK AT UBS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-07
  • S66 Uniform Combined State Law Examination
    2014-04-07
Other Names
  • Sonia Tyagi-Harrison

View on SEC IAPD

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