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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2019-11-14
NJ RA APPROVED 2011-06-22
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2019-11-14
  • NJ RA
    APPROVED
    Since 2011-06-22

Branch Locations

Wantagh, NY • United States

1200 Franklin Avenue 2Nd Floor, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Garden City NY 06/2010 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-21
  • S66 Uniform Combined State Law Examination
    2011-06-21
Other Names
  • Kellie Surdi

View on SEC IAPD

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