Shawn Christopher Riggins

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-05-25

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Westlake	TX	11/2016	09/2020
Self-Employed	Fort Worth	TX	08/2016	11/2016
Schwab Private Client Investment Advisory, Inc.	Westlake	TX	01/2019	09/2020
Self Employed	Fort Worth	TX	01/2020	Present
Charles Schwab & Co., Inc.	Westlake	TX	04/2021	Present

11/2016 → 09/2020

Charles Schwab & Co., Inc.

Westlake, TX
08/2016 → 11/2016

Self-Employed

Fort Worth, TX
01/2019 → 09/2020

Schwab Private Client Investment Advisory, Inc.

Westlake, TX
01/2020 → Present

Self Employed

Fort Worth, TX
04/2021 → Present

Charles Schwab & Co., Inc.

Westlake, TX

2021-05-05 → 2022-05-25

Schwab Wealth Advisory, Inc.

Westlake, TX
2019-01-07 → 2020-10-22

Schwab Wealth Advisory, Inc.

Fort Worth, TX
2016-12-20 → 2019-01-23

Charles Schwab & Co., Inc.

Westlake, TX

Fort Worth, TX

Lone Tree, CO

Westlake, TX
2015-07-20 → 2016-08-01

Wfg Advisors, Lp

Fort Worth, TX
2015-03-20 → 2015-07-22

Park Avenue Securities Llc

Fort Worth, TX
2009-03-09 → 2015-03-18

Rosenthal Advisory Services, L.P.

Fort Worth, TX
2008-07-01 → 2015-02-17

National Planning Corporation

Forth Worth, TX
2008-02-26 → 2008-06-27

Td Ameritrade, Inc.

Fort Worth, TX
2008-02-26 → 2008-06-27

Td Ameritrade Investment Management, Llc

Fort Worth, TX

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-02-22
S63	Uniform Securities Agent State Law Examination	2007-10-12

Other Firms