Best Investors Account Sign in

Swathy Satyamurti

LPl Enterprise, LLC

Culver City, CA

Sherman Oaks, CA

Claim This Profile
Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-26
  • CA RA
    APPROVED
    Since 2024-11-26

Branch Locations

Culver City, CA • United States

15303 Ventura Boulevard Suite 1550, Sherman Oaks, CA 91403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Sherman Oaks CA 09/2024 11/2024
Sattvic Yoga Studio Chennai 07/2023 08/2024
Consumers Association Of India Chennai 10/2010 06/2023
Lpl Enterprise, Llc Sherman Oaks CA 11/2024 Present
  • 09/2024 → 11/2024
    Pruco Securities, Llc.
    Sherman Oaks, CA
  • 07/2023 → 08/2024
    Sattvic Yoga Studio
    Chennai
  • 10/2010 → 06/2023
    Consumers Association Of India
    Chennai
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Sherman Oaks, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-04
S63 Uniform Securities Agent State Law Examination 1998-11-20
S65 Uniform Investment Adviser Law Examination 1998-11-17
  • S66 Uniform Combined State Law Examination
    2024-11-04
  • S63 Uniform Securities Agent State Law Examination
    1998-11-20
  • S65 Uniform Investment Adviser Law Examination
    1998-11-17
Other Names
  • Swathy Satyamurti Perla

View on SEC IAPD

More in Culver City, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor