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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-06-20
  • NY RA
    APPROVED
    Since 2024-06-20

Branch Locations

Plattsburgh, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Services Plattsburgh NY 06/2007 05/2024
Cadaret, Grant & Co., Inc. Plattsburgh NY 06/2007 05/2024
Cetera Wealth Services, Llc El Segundo CA 05/2024 Present
Parker Sealcoat & Striping, Llc Champlain NY 03/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 05/2024 Present
  • 06/2007 → 05/2024
    Financial Services
    Plattsburgh, NY
  • 06/2007 → 05/2024
    Cadaret, Grant & Co., Inc.
    Plattsburgh, NY
  • 05/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 03/2013 → Present
    Parker Sealcoat & Striping, Llc
    Champlain, NY
  • 05/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2021-05-04 → 2024-06-24
    Cadaret, Grant & Co., Inc.
    Wantage, NJ
    Plattsburgh, NY
    Syracuse, NY
Other Businesses

1. NAME OF OTHER BUSINESS: NICOLE PARKER - RENTAL PROPERTY; INVESTMENT RELATED: NO; ADDRESS: CHAMPLAIN, NY 12919; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 04/2024; POSITION/TITLE/RELATIONSHIP: PROPERTY OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: MOSTLY DURING SUMMER MONTHS WILL PROVIDE ACCOMMODATIONS FOR RENT ON A DAILY SOMETIMES WEEKLY BASIS. I WILL PROVIDE CLEANING AND MAINTENANCE SERVICES AS NEEDED; 2. NAME OF OTHER BUSINESS: NOTARY; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY; START DATE: 12/2018; POSITION/TITLE/RELATIONSHIP: NOTARY; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: OFFER NOTARY SERVICES TO CLIENTS AND OCCASIONAL WALK INS; 3. NAME OF OTHER BUSINESS: PARKER SEALCOAT & STRIPING, LLC; INVESTMENT RELATED: NO; ADDRESS: CHAMPLAIN, NY 12919; NATURE OF BUSINESS: FAMILY OWNED SEASONAL BUSINESS / SEALCOAT & STRIPING; START DATE: 03/2013; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: MAINTAIN FINANCIALS OF COMPANY, ASSIST WITH SCHEDULING JOBS, WORK ON SEALCOATING JOBS; 4. NAME OF OTHER BUSINESS: FINANCIAL SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SECURITIES AND INSURANCE SERVICES; START DATE: 09/2007; POSITION/TITLE/RELATIONSHIP: INDEPENDENT CONTRACTOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: ENGAGE IN SECURITIES AND INSURANCE SERVICES AS AN ADVISOR/AGENT; 5. NAME OF OTHER BUSINESS: NICOLE PARKER; INVESTMENT RELATED: NO; ADDRESS: 110 WEST BAY PLAZA PLATTSBURGH, NY 12901; NATURE OF BUSINESS: REAL ESTATE; START DATE: 12/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PROPERTY OWNER, COLLECT RENT FOR SHARED OFFICE SPACE; 6. NAME OF OTHER BUSINESS: WEST BAY PLAZA CONDO ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 110 WEST BAY PLAZA, PLATTSBURGH, NY 12901; NATURE OF BUSINESS: BOARD; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER Secretary; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS AND VOTE ON MATTERS RELATED TO CONDO COMPLEX, take notes and disseminate meeting minutes

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-12-06
S63 Uniform Securities Agent State Law Examination 2007-08-18
  • S65 Uniform Investment Adviser Law Examination
    2007-12-06
  • S63 Uniform Securities Agent State Law Examination
    2007-08-18
Other Names
  • Nicole Marie Chenevert
  • Nicole M Laravia
  • Nicole Marie Laravia

View on SEC IAPD

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