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Andrew Dale Batey

J.P. Morgan Securities LLC

Nashua, NH

Milford, NH

Manchester, NH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2022-05-09
NH RA APPROVED 2020-12-22
TX RA APPROVED 2020-12-22
  • ME RA
    APPROVED
    Since 2022-05-09
  • NH RA
    APPROVED
    Since 2020-12-22
  • TX RA
    APPROVED
    Since 2020-12-22

Branch Locations

232 Daniel Webster Hwy, Nashua, NH 03060 • United States

603 Nashua St, Milford, NH 03055 • United States

786 Elm St, Manchester, NH 03101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities Manchester NH 08/2015 11/2020
Citizens Securities, Inc. Manchester NH 08/2015 12/2020
J.P. Morgan Securities Llc Boston MA 12/2020 Present
Jp Morgan Chase Bank, N.A. Boston MA 12/2020 Present
Previous Registrations
  • 2016-02-17 → 2020-12-03
    Citizens Securities, Inc.
    Manchester, NH
    Woburn, MA
    Burlington, MA
    Bedford, NH
    Hooksett, NH
    Hudson, NH
    Manchester, NH
    Manchester, NH
    Manchester, NH
    Manchester, NH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-02-16
S63 Uniform Securities Agent State Law Examination 2007-10-05
  • S65 Uniform Investment Adviser Law Examination
    2016-02-16
  • S63 Uniform Securities Agent State Law Examination
    2007-10-05
Other Names
  • Andrew D Batey
  • Andrew D Batey

View on SEC IAPD

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