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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-09-17 |
| CO | RA | APPROVED | 2008-10-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Frisco | CO | 06/2007 | Present |
1. 06/11/2015 - SUMMIT COUNTY WEALTH MANAGEMENT - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 701 GRANITE ST SUITE 250 FRISCO, CO 80443 - START 07/20/15 - 40 HRS/MO DURING SECS TRDG HRS 2. 04/25/2019 - No business name - Investment related - Home based - Wood Shop - start date:05/01/2019 - 10 hrs/mo - 0 hrs during trading. 3. 09/25/2024 - Team Summit - Non-Profit Board Member - Finance Committee - Not Investment Related - 760 Copper Rd #D102 Copper Mountain, CO 80443 - Start Date 04/17/2023 - 5 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-20 |
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