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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-15 |
| NJ | RA | APPROVED | 2011-06-07 |
| NV | RA | APPROVED | 2011-06-01 |
Branch Locations
150 Jfk Parkway 2Nd Floor, Short Hills, NJ 07078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Short Hills | NJ | 05/2011 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
(1) Real Estate Rental; No; Las Vegas, NV; Rental Property; Landlord; May 2011; 0.5 Hour; 0 Trading Hours. - - - - (2) Real Estate Rental; No; New Providence, NJ; Rental Property; Landlord; September 2015; 0.5 Hour; 0 Trading Hours. - - - - (3) FALLFORAGREEK.COM, OWNER; ONLINE DATING SITE; NOT INVESTMENT RELATED; START DATE: 10/2010; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 5; *392861 - Arbonne; Investment related - No; Irvine, California; Retail/Online Stores; Contractor (proprietor, partner, officer, director, employee, trustee, agent); Feb 2020; During business hours: 0; After business hours: 15; Sales/Marketing
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-11 |
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