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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-28 |
Branch Locations
1826 North Loop 1604 West, Suite 260, San Antonio, TX 78248 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Southern Wealth Management | San Antonio | TX | 08/2008 | 05/2023 |
| Capfinancial Partners Llc (Captrust) | Raleigh | NC | 05/2023 | Present |
1) University Health System Pension Board; not investment related; 5800 Farinon Dr. San Antonio, TX; Pension Board Member; Start 7.1.22; 8 hours monthly; 1 hour during trading; quarterly board meetings 2) Name: Alphasights Holdings Ltd., Address: 100 Park Ave, 14th Floor, New York, NY 10017, Not Investment Related, Nature: Host for expert knowledge sharing in various fields, Position/Title: Consultant, Start: 08/25/2025, Hours/Month: 1, Hours during Market Hours: 0, Duties: Talking on a panel(s) about the evolution of the RIA and multi-family office spaces. High level about the space in general, trends, etc.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-01-07 |
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