David Terry Gingrich

Current Employers

Advisors Asset Management, Inc.

18925 Base Camp Road Suite 203, Monument, CO 80132 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2010-01-04

TX RA
APPROVED

Since 2010-01-04

Branch Locations

28025 Ih-10 West, Boerne, TX 78006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Advisors Asset Management, Inc	Monument	CO	11/2009	Present

11/2009 → Present

Advisors Asset Management, Inc

Monument, CO

Other Businesses

Name: Gingrich Family Farm Address: 252 Mustang Rd, Dighton, KS 67839 position: owner start: June 2013 time: 5 hours per year Participation in sharecropping arrangement with tenant/farmer. 2024 opened an LLC under the farm called DGAG Holdings. not investment securities related.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-12-30
S63	Uniform Securities Agent State Law Examination	2007-11-19

S65 Uniform Investment Adviser Law Examination

2009-12-30
S63 Uniform Securities Agent State Law Examination

2007-11-19

Other Names

David T Gingrich

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