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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-07-08 |
| FL | RA | APPROVED | 2024-03-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stormant & Chalmers | Gainesville | FL | 08/1984 | Present |
| Cetera Advisors Llc | Denver | CO | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2024 | Present |
1) DANIEL J. CHALMERS, CPA, PA, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, TAX AND ACCOUNTING SERVICES, START 12/30/2013, 30 HOURS PER WEEK - VARIES DURING TRADING HOURS, CERTIFIED PUBLIC ACCOUNTANT - OWNER. 2) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, START 2006, 5 HRS. PER WEEK - VARIES DURING TRADING HOURS, INSURANCE AGENT - SELLS, LIFE, ANNUITIES AND LONG-TERM CARE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 2002-05-24 |
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