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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-08
FL RA APPROVED 2024-03-22
  • TX RA
    APPROVED_RES
    Since 2025-07-08
  • FL RA
    APPROVED
    Since 2024-03-22

Branch Locations

Gainesville, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stormant & Chalmers Gainesville FL 08/1984 Present
Cetera Advisors Llc Denver CO 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2024 Present
  • 08/1984 → Present
    Stormant & Chalmers
    Gainesville, FL
  • 01/2013 → Present
    Cetera Advisors Llc
    Denver, CO
  • 01/2024 → Present
    Schaumburg, IL
Other Businesses

1) DANIEL J. CHALMERS, CPA, PA, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, TAX AND ACCOUNTING SERVICES, START 12/30/2013, 30 HOURS PER WEEK - VARIES DURING TRADING HOURS, CERTIFIED PUBLIC ACCOUNTANT - OWNER. 2) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, START 2006, 5 HRS. PER WEEK - VARIES DURING TRADING HOURS, INSURANCE AGENT - SELLS, LIFE, ANNUITIES AND LONG-TERM CARE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-11-25
S63 Uniform Securities Agent State Law Examination 2002-05-24
  • S65 Uniform Investment Adviser Law Examination
    2015-11-25
  • S63 Uniform Securities Agent State Law Examination
    2002-05-24

View on SEC IAPD

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