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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2020-02-21 |
| TX | RA | APPROVED | 2020-02-21 |
Branch Locations
1 Citizens Plz Ste 610, Providence, RI 02903-1344 • United States
North Smithfield, RI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Providence | RI | 07/2015 | 02/2020 |
| Bank Of America, N.A. | Providence | RI | 10/2015 | 02/2020 |
| Ameriprise Financial Services Inc | Providence | RI | 02/2020 | 03/2020 |
| Ameriprise Financial Services, Llc | Providence | RI | 03/2020 | Present |
Business Ownership; Rhode Island Wiffle? Ball League; Event Planner, Archivist, Statistician; Sports & Events; 33 Lincoln Dr., , North Smithfield, RI, 02896; Not Investment-Related; 04/30/2018; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-21 |
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