Sarah Slater Power

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2018-01-31
TX	RA	APPROVED_RES	2014-11-07
WA	RA	APPROVED	2014-11-07

FL RA
APPROVED

Since 2018-01-31
TX RA
APPROVED_RES

Since 2014-11-07
WA RA
APPROVED

Since 2014-11-07

Branch Locations

Seattle, WA • United States

601 Union Street, Suite 4700, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Robert W. Baird & Co. Incorporated	Seattle	WA	11/2014	Present

11/2014 → Present

Robert W. Baird & Co. Incorporated

Seattle, WA

Previous Registrations

2008-04-21 → 2014-11-07

Mcadams Wright Ragen, Inc.

Seattle, WA
2007-09-17 → 2008-04-21

Wells Fargo Investments, Llc

Seattle, WA

Other Businesses

Name/Address: Baja Caja LLC Start Date: 06/01/2022 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC General Member Non Investment Related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-09-14

S66 Uniform Combined State Law Examination

2007-09-14

Other Names

Sarah Dolores Slater

View on SEC IAPD