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437 Newman Springs Road, Lincroft, NJ 07738 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-05-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group | Malvern | PA | 05/2000 | 10/2020 |
| Sequoia Cons Luting Group | Limerick | PA | 02/2022 | Present |
| Pensionmark Financial Group, Llc | Santa Barbara | CA | 02/2022 | Present |
| Pensionmark Securities, Llc | Santa Barbara | CA | 02/2022 | Present |
| Infosys Bpm | Atlanta | GA | 10/2020 | 02/2022 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-22 |
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