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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-09-02 |
Branch Locations
St Augustine, FL • United States
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 08/2009 | 08/2021 |
| Bank Of America, N.A. | Jacksonville | FL | 07/2015 | 08/2021 |
| Gwfs Equities, Inc | Greenwood Village | CO | 08/2021 | Present |
| Advised Assets Groups, Llc | Greenwood Village | CO | 08/2021 | Present |
1) I*130086; For profit or not for profit: For-Profit Organization; Name of outside business organization: Short lived Property Management; Investment related: N; Address of business:; Jacksonville, Florida 32225; Nature of business: S-Corp,; Position, title, association: Owner,; Start date of relationship: 2/17/2020; Number of hours devoted: 20 hour(s) Monthly; Number of hours devoted during trading hours: 0; Duties: Starting an AIRBNB in St Augustine. 2) Prismatic Properties LLC / Co-Owner. Short and long-term rental property management. 3) Troika Vending / Co-Owner. Vending machine company.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 2007-09-19 |
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