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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-03-26 |
| TX | RA | APPROVED_RES | 2024-03-26 |
Branch Locations
2029 Century Park East, Floor 37, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Oxnard | CA | 06/2013 | 04/2017 |
| J.P. Morgan Securities, Llc | Woodland Hills | CA | 04/2017 | 10/2018 |
| Morgan Stanley | Sherman Oaks | CA | 10/2018 | 03/2021 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 11/2018 | 03/2021 |
| First Republic Securities Company, Llc | Los Angeles | CA | 03/2021 | 10/2023 |
| First Republic Investment Management, Inc. | Los Angeles | CA | 03/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 11/2018 | Present |
| J.P. Morgan Securities Llc | Los Angeles | CA | 09/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 10/2023 | Present |
1) The Dominique Jordan JD Foundation or The DJ|JD Foundation; Investment related - No; Charity / Private Foundation; Chief Executive Officer (proprietor, partner, officer, director, employee, trustee, agent); 01/2015; During business hours: 0; After business hours: 15 2) Cristo Rey Network; Investment related - No; Chicago; Illinois; Private Jesuit Education; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 09/2020; During business hours: 1; After business hours: 11; Administrative 3) Name: Georgetown University Club of Los Angeles Address: 37th and O Streets NW, Washington, DC 20057 Investment-related: No Nature of the business: The Georgetown Club of Los Angeles is home to one of the largest Hoya alumni networks in the world. Role: Ad-hoc Board Member Start Date: 01/31/2019 Description of duties: Assist in questions the board may have on various items such as business processes and administrative with event planning. Number of hours each month: 0 Number of hours during trading: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-02 |
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