Amy Marie Waller

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-08
WA	RA	APPROVED	2017-04-19

TX RA
APPROVED_RES

Since 2020-04-08
WA RA
APPROVED

Since 2017-04-19

Branch Locations

3909 Castlevale Road Suite 100, Yakima, WA 98902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	10/2016	01/2017
Moss Adams Llp	Yakima	WA	01/2009	10/2016
Morgan Stanley	Yakima	WA	03/2017	Present
Morgan Stanley Private Bank, National Association	New York	NY	05/2017	Present

10/2016 → 01/2017

Edward Jones

St Louis, MO
01/2009 → 10/2016

Moss Adams Llp

Yakima, WA
03/2017 → Present

Morgan Stanley

Yakima, WA
05/2017 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-04-19

S66 Uniform Combined State Law Examination

2017-04-19

Other Names

Amy Marie Sander
Amy Marie Dominey
Amy Marie Schmitt
Amy M Dominey

View on SEC IAPD

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