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Carmel, IN • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-08 |
| IN | RA | APPROVED | 2025-07-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Peace Of Mind Wealth Management Llc | Carmel | IN | 03/2019 | 12/2019 |
| Copernican Capital | Carmel | IN | 05/2016 | 05/2019 |
| Act Research | Columbus | IN | 04/2022 | 07/2023 |
| Ubs | Carmel | IN | 01/2020 | 03/2022 |
| Peace Of Mind Wealth Management | Carmel | IN | 01/2025 | Present |
| Na | Carmel | IN | 08/2023 | 12/2024 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-06-19 |
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