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555 East Wells Street Suite 1900, Milwaukee, WI 53202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2023-01-03 |
Branch Locations
555 East Wells Street Suite 1900, Milwaukee, WI 53202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab And Company Inc | Milwaukee | WI | 04/2015 | 02/2017 |
| Charles Schwab And Company Inc | Milwaukee | WI | 03/2017 | 09/2021 |
| Unemployed | Oak Creek | WI | 09/2021 | 02/2022 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 02/2022 | 12/2022 |
| Northwestern Mutual Investment Services Llc | Elm Grove | WI | 02/2022 | 12/2022 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2022 | 12/2022 |
| Johnson Wealth Inc | Milwaukee | WI | 12/2022 | Present |
| Johnson Bank | Milwaukee | WI | 12/2022 | Present |
1. Johnson Bank; investment related affiliate; 555 E Wells Street, Milwaukee, WI; wealth management, trust services, banking, loans; Wealth Advisor; December 2022; full-time wealth advisor and dual employee of Johnson Bank and Johnson Wealth. 2. Licensed for sale of variable life/variable annuity, life, and/or accident and health insurance products but not currently employed by any insurance company and not currently selling any of these products. 3. Genevieves Garden Homeowners Association Inc, Not Investment-related, 8065 S Bernards Way, Oak Creek, WI, USA, 53154, President, Start Date: 07/28/2016, 0 hrs per week, 0 trading hrs per week, Homeowners Association, Duties: President shall be the CEO of the Association and a member of the Board Be responsible for the proper execution of the business and affairs of the Association subject to control of the Board Preside at all meetings of the Association and Board. 4. Classic Lanes Mixed Classic League; Not investment-related; 7501 S Howell Ave., Oak Creek, WI 53154; League Secretary; August, 2023; 1 hr per week; Determine league schedule in collaboration with League President and Bowling Center Proprietor. Collect league bowling fees from team captains, pay bowling center for lineage fees, and deposit retained prize fund money in bank account in name of the league on weekly basis. Distribute prize money to teams/individuals per prize fund schedule.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-19 |
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