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Aman Aggarwal

Morgan Stanley

Raleigh, NC

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-11
NC RA APPROVED 2009-12-07
  • TX RA
    APPROVED_RES
    Since 2014-02-11
  • NC RA
    APPROVED
    Since 2009-12-07

Branch Locations

1000 Social St Suite 1250, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Raleigh NC 11/2009 Present
Morgan Stanley Private Bank, National Assocation New York NY 08/2015 Present
  • 11/2009 → Present
    Morgan Stanley Smith Barney
    Raleigh, NC
  • 08/2015 → Present
    Morgan Stanley Private Bank, National Assocation
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-02
S63 Uniform Securities Agent State Law Examination 2008-09-17
  • S66 Uniform Combined State Law Examination
    2009-12-02
  • S63 Uniform Securities Agent State Law Examination
    2008-09-17

View on SEC IAPD

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