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300 Tradecenter, Suite 5700, Woburn, MA 01801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-07 |
| MA | RA | APPROVED | 2018-04-30 |
Branch Locations
300 Tradecenter, Suite 5700, Woburn, MA 01801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Woburn | MA | 05/2013 | Present |
| Pinnacle Private Wealth, Llc | Woburn | MA | 05/2017 | 04/2018 |
| Alta Wealth Advisors Llc | Woburn | MA | 03/2018 | Present |
1. 02/20/2014 - Parks Financial, Inc. - INV REL - Business Entity For Tax/Investment Purposes Only - for accounting purposes only. 2. 3/21/2017 - First American Insurance Underwriters - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 03/20/2017 - 2 Hours Per Month During Securities Trading. 3. 5/3/2018 - Alta Wealth Advisors LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 04/20/2018 - 80 Hours Per Month/4 Hours During Securities Trading - I provide investment advisory services through Alta Wealth Advisors LLC, an independent investment advisor firm. I started this business activity in 04/20/2018. I expect to spend approximately 80 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 11/2/2018 - Alta Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/27/2018 - 30 Hours Per Month/30 Hours During Securities Trading. 5. 11/19/2018 - Ash Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 11/05/2018 - 5 Hours Per Month/5 Hours During Securities Trading - Life and fixed annuity business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 2007-09-29 |
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