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Robert E Franz

Stifel, Nicolaus & Company, Incorporated

Cleveland, OH

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2009-02-27
  • OH RA
    APPROVED
    Since 2009-02-27

Branch Locations

950 Main Avenue Suite 1220, Cleveland, OH 44113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Cleveland OH 02/2009 Present
  • 02/2009 → Present
    Stifel Nicolaus & Co Inc
    Cleveland, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-25
  • S66 Uniform Combined State Law Examination
    2008-01-25
Other Names
  • Robert Franz

View on SEC IAPD

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