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Christopher Tsong-Kai Wu

Sparkline Capital LP

Brooklyn, NY

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Current Employers
Sparkline Capital Lp

Brooklyn, NY • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-09-24
  • NY RA
    APPROVED
    Since 2021-09-24

Branch Locations

Brooklyn, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sparkline Capital Lp Brooklyn NY 10/2018 Present
Kaleidoscope Capital Lp Boston MA 04/2014 09/2018
  • 10/2018 → Present
    Brooklyn, NY
  • 04/2014 → 09/2018
    Kaleidoscope Capital Lp
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-06
  • S65 Uniform Investment Adviser Law Examination
    2021-05-06

View on SEC IAPD

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