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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2008-09-25 |
Branch Locations
1266 East Main Street 6Th Floor, Stamford, CT 06902 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 06/2007 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 06/2007 | Present |
04/01/2025, WGC Community Foundation, Treasurer, 270 Godfrey Road East, Weston, CT 06883, bill pay and tax filings for non-profit organization, Non-securities related, 1 hr/month, $0 comp; Administrator or executor of an estate or trustee of a trust for a non-family or family member, no POA to affect trades, $0 comp
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-07 |
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