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2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-16 |
| CA | RA | APPROVED | 2023-01-23 |
Branch Locations
2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
For Lauderdale, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc | Los Angeles | CA | 05/2010 | 03/2018 |
| Rental Income | Snta Monica | CA | 02/2017 | 09/2017 |
| Fidelity Brokerage Services Llc | Los Angeles | CA | 04/2018 | 01/2023 |
| Royal Alliance Associates, Inc. | Los Angeles | CA | 01/2023 | 08/2023 |
| Seia Llc | Los Angeles | CA | 01/2023 | Present |
| Ses Llc | Los Angeles | CA | 08/2023 | Present |
SEIA LLC POSITION: Financial Advisor, NATURE: RIA, INVESTMENT RELATED: Yes, NUMBER OF HOURS: 160, SECURITIES TRADING HOURS: 120, START DATE: 01/23/2023 ADDRESS: 2121 Avenue of the Starts, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: RIA sales & service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-16 |
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