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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-01-26
  • CO RA
    APPROVED
    Since 2026-01-26

Branch Locations

Parker, CO • United States

8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 06/2007 Present
Other Businesses

1) Self/Rental Property | Investment Related:No|16441 E Phillips Dr|Englewood|CO|80112|USA|Real Estate (Non-Agent/Broker)|Owner|3/1/2026|Less than 20|0|I own a property that will be rented out.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-28
S63 Uniform Securities Agent State Law Examination 2007-08-14
  • S66 Uniform Combined State Law Examination
    2016-09-28
  • S63 Uniform Securities Agent State Law Examination
    2007-08-14
Other Names
  • Margaret Rose Gomez

View on SEC IAPD

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