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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2009-06-30
  • PA RA
    APPROVED
    Since 2009-06-30

Branch Locations

6 Ppg Place Suite 600, Pittsburgh, PA 15222-5406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Pittsburgh PA 08/2006 Present
Mml Investors Services Pittsburgh PA 06/2007 Present
  • 08/2006 → Present
    Massmutual Life Insurance Company
    Pittsburgh, PA
  • 06/2007 → Present
    Mml Investors Services
    Pittsburgh, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-06-17
S63 Uniform Securities Agent State Law Examination 2007-08-20
  • S65 Uniform Investment Adviser Law Examination
    2009-06-17
  • S63 Uniform Securities Agent State Law Examination
    2007-08-20
Other Names
  • Heather Anne Nickel

View on SEC IAPD

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