David Llewellyn Smith

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2023-08-30

Branch Locations

Lowell, MA • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Fidelity Brokerage Services Llc	Boston	MA	02/2015	01/2017
Santander Bank, Na	Boston	MA	05/2018	07/2020
Santander Securities, Llc	Dorchester	MA	05/2018	07/2020
Unemployed	East Boston	MA	02/2017	05/2018
Citizens Securities, Inc.	Burlington	MA	04/2021	07/2023
Unemployed	Boston	MA	07/2020	04/2021
Strategic Advisers, Inc.	Boston	MA	06/2015	01/2017
Tiaa	Waltham	MA	07/2023	Present
Tiaa-Cref Individual & Institutional Services, Llc	Waltham	MA	07/2023	Present

02/2015 → 01/2017

Fidelity Brokerage Services Llc

Boston, MA
05/2018 → 07/2020

Santander Bank, Na

Boston, MA
05/2018 → 07/2020

Santander Securities, Llc

Dorchester, MA
02/2017 → 05/2018

Unemployed

East Boston, MA
04/2021 → 07/2023

Citizens Securities, Inc.

Burlington, MA
07/2020 → 04/2021

Unemployed

Boston, MA
06/2015 → 01/2017

Strategic Advisers, Inc.

Boston, MA
07/2023 → Present

Tiaa

Waltham, MA
07/2023 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Waltham, MA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-06-16
S63	Uniform Securities Agent State Law Examination	2007-09-28

Other Firms