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Phoenix, AZ • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-07-17 |
Branch Locations
Phoenix, AZ • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Syracuse | NY | 10/2014 | 08/2017 |
| Bank Of America, N.A. | Syracuse | NY | 02/2015 | 08/2017 |
| Cadaret, Grant & Co., Inc. | Liverpool | NY | 08/2017 | 02/2018 |
| Lifemark Securities Corp. | Rochester | NY | 04/2018 | 09/2022 |
| Sole Proprietor | Syracuse | NY | 04/2017 | Present |
| Empirikal Partners Llc | Phoenix | AZ | 01/2023 | Present |
| Empirikal Partners Llc | Phoenix | AZ | 10/2022 | Present |
INDEPENDENT INSURANCE AGENT / INVESTMENT RELATED / 4787 SETTING SUN TERRACE, SYRACUSE, NY 13215 / START 04/2017 / 15 HOURS/MONTH / 5 HOURS/MONTH DURING SECURITIES TRADING HOURS / SALES AND SERVICE OF LIFE, ACCIDENT AND HEALTH INSURANCE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-15 |
| S66 | Uniform Combined State Law Examination | 2012-06-30 |
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