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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-09-15 |
| TX | RA | APPROVED | 2025-09-15 |
Branch Locations
1030 Admiral Nelson Ct Charlotte, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Vinton | VA | 08/2013 | 11/2016 |
| Wells Fargo Advisors, Llc | Vinton | VA | 08/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 11/2016 | 11/2024 |
| The Vanguard Group, Inc. | Charlotte | NC | 08/2025 | Present |
| Foxtime Properties, Llc | North Charleston | SC | 04/2024 | Present |
| Wells Fargo Bank, N.A. | Charlotte | NC | 11/2016 | 11/2024 |
| Vanguard Marketing Corporation | Charlotte | NC | 08/2025 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 08/2025 | Present |
| 4C Impact Group, Llc | Charlotte | NC | 06/2018 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: FOXTIME PROPERTIES, LLC INVESTMENT-RELATED ADDRESS: NORTH CHARLESTON, SC NATURE OF BUSINESS: REAL ESTATE POSITION: OWNER START DATE: 04/2024 APPROXIMATE HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY NAME OF BUSINESS: 4C IMPACT GROUP, LLC NON-INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: APPAREL POSITION: VICE PRESIDENT START DATE: 06/2018 APPROXIMATE HOURS/MONTH: 5 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: COORDINATE PRINTING AND SHIPPING AND DELIVERY NAME OF BUSINESS: CULTURE COMPASS NON-INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: TRAVEL INFLUENCER POSITION: PRESIDENT START DATE: 07/2025 APPROXIMATE HOURS/MONTH: 5 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TRAVEL AND POST FEEDBACK ON SOCIAL MEDIA PLATFORMS NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: INSURANCE POSITION: N/A START DATE: 03/2017 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-03 |
| S65 | Uniform Investment Adviser Law Examination | 2009-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-05 |
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