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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-03-21 |
| NY | RA | APPROVED | 2024-03-21 |
Branch Locations
Staten Island, NY • United States
30 Broad Street Ste. 2, Red Bank, NJ 07701 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1. FIXED INSURANCE, LIFE/HEALTH/DISABILITY/ ANNUITIES/LONG-TERM CARE. 2. HUDSON WEALTH MANAGEMENT, 30 BROAD ST STE 2 RED BANK NJ 07701, DBA FOR FIXED INSURANCE SALES, CLIENT ACCOUNT MANAGEMENT/SERVICES, START 01/31/07, 11HR/WK. 3. NAME OF OTHER BUSINESS: NICHOLAS BENEVENTO; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY PUBLIC; START DATE: 04/2016; POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 HOUR; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: NOTARY PUBLIC - AS NEEDED BASIS. 4. N/A, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, TESTAMENTARY TRUSTS, STARTED 02/2021, TRUSTEE, NOT CURRENTLY ACTING, BRIEF DESCRIPTION OF DUTIES: NAMED TRUSTEE OF TESTAMENTARY TRUSTS FOR 2 CLIENT'S CHILDREN; 5. N/A, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, TESTAMENTARY TRUSTS, STARTED 11/2021, TRUSTEE, NOT CURRENTLY ACTING, BRIEF DESCRIPTION OF DUTIES: NAMED TRUSTEE OF TESTAMENTARY TRUSTS FOR A CLIENT'S CHILDREN; 6. NAME OF OTHER BUSINESS: WALTER K. DOYLE FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 59 ELY COURT STATEN ISLAND, NY 10312; NATURE OF BUSINESS: NON PROFIT; START DATE: 09/2023; POSITION/TITLE/RELATIONSHIP: SECRETARY; APX NUMBER OF HOURS PER WEEK: 1-3; APX NUMBER OF HOURS DURING TRADING HOURS: 1-3; BRIEF DESCRIPTION OF DUTIES: HOLD MEETINGS, TAKE NOTES, DOCUMENT MEETINGS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-13 |
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