Kirsten Ann Garlock

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2026-04-13

NV RA
APPROVED

Since 2026-04-13

Branch Locations

Las Vegas, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Caesars Entertainment	Las Vegas	NV	01/2011	10/2016
Student	Las Vegas	NV	11/2016	09/2017
Credit One Bank	Las Vegas	NV	10/2017	07/2025
Student	Las Vegas	NV	09/2025	12/2025
Lpl Enterprise Llc	Las Vegas	NV	02/2026	Present

01/2011 → 10/2016

Caesars Entertainment

Las Vegas, NV
11/2016 → 09/2017

Student

Las Vegas, NV
10/2017 → 07/2025

Credit One Bank

Las Vegas, NV
09/2025 → 12/2025

Student

Las Vegas, NV
02/2026 → Present

Lpl Enterprise Llc

Las Vegas, NV

Other Businesses

1. 02/19/2026 - Kirsten Garlock N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Henderson, NV - INV REL - Start Date: 02/05/2026 - 160 Hrs/Mth - 160 Hrs During Trading 2. 02/19/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Henderson, NV - INV REL - Start Date: 02/05/2026 - 160 Hrs/Mth - 160 Hrs During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-04-10
S63	Uniform Securities Agent State Law Examination	2010-07-26

S66 Uniform Combined State Law Examination

2026-04-10
S63 Uniform Securities Agent State Law Examination

2010-07-26