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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2025-08-06
TX RA APPROVED 2025-08-04
CA RA APPROVED 2025-05-06
  • VI RA
    APPROVED
    Since 2025-08-06
  • TX RA
    APPROVED
    Since 2025-08-04
  • CA RA
    APPROVED
    Since 2025-05-06

Branch Locations

San Jose, CA • United States

345 California Street, San Francisco, CA 94104-2642 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, N.A. Fresno CA 02/2016 06/2017
Morgan Stanley Fresno CA 02/2016 06/2017
Wells Fargo Clearing Services Llc San Jose CA 07/2017 05/2022
Morgan Stanley Menlo Park CA 05/2022 04/2025
Morgan Stanley Private Bank, N.A. Menlo Park CA 05/2022 04/2025
Rbc Capital Markets, Llc San Francisco CA 04/2025 Present
Previous Registrations
  • 2022-06-03 → 2025-05-21
    Palo Alto, CA
    San Mateo, CA
    Menlo Park, CA
    San Francisco, CA
    Palo Alto, CA
    Menlo Park, CA
  • 2017-08-01 → 2022-05-24
    St. Louis, MO
    San Jose, CA
  • 2015-07-21 → 2017-07-17
    San Francisco, CA
    Fresno, CA
    Bakersfield, CA
    Las Vegas, NV
    Monterey, CA
    Salinas, CA
    Las Vegas, NV
    Visalia, CA
  • 2013-01-30 → 2015-06-17
    San Jose, CA
    San Francisco, CA
    San Ramon, CA
  • 2012-03-30 → 2012-11-06
    San Jose, CA
    San Jose, CA
  • 2007-08-16 → 2010-12-14
    Wells Fargo Investments, Llc
    Los Altos, CA
    Sunnyvale, CA
Other Businesses

RENTAL PROPERTY, NOT INV RELATED, FRESNO, CA, 100% OWNERSHIP, START 11/1/2018, 3 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD. RENTAL PROPERTY, NOT INV RELATED, SAN JOSE, CA, 100% OWNERSHIP, START 05/15/2022, 2 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD. *503421 - Golden Land Enterprises LLC II; Investment related Yes; Santa Clara, California; Restaurant/Bar/Nightclub; Partner (proprietor, partner, officer, director, employee, trustee, agent); 08/2019; During business hours: 0; After business hours: 1; Administrative

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-15
  • S66 Uniform Combined State Law Examination
    2007-08-15
Other Names
  • Linh Hoang
  • Linh L. Hoang
  • Linh L Hoang

View on SEC IAPD

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