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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2025-08-06 |
| TX | RA | APPROVED | 2025-08-04 |
| CA | RA | APPROVED | 2025-05-06 |
Branch Locations
345 California Street, San Francisco, CA 94104-2642 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, N.A. | Fresno | CA | 02/2016 | 06/2017 |
| Morgan Stanley | Fresno | CA | 02/2016 | 06/2017 |
| Wells Fargo Clearing Services Llc | San Jose | CA | 07/2017 | 05/2022 |
| Morgan Stanley | Menlo Park | CA | 05/2022 | 04/2025 |
| Morgan Stanley Private Bank, N.A. | Menlo Park | CA | 05/2022 | 04/2025 |
| Rbc Capital Markets, Llc | San Francisco | CA | 04/2025 | Present |
RENTAL PROPERTY, NOT INV RELATED, FRESNO, CA, 100% OWNERSHIP, START 11/1/2018, 3 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD. RENTAL PROPERTY, NOT INV RELATED, SAN JOSE, CA, 100% OWNERSHIP, START 05/15/2022, 2 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD. *503421 - Golden Land Enterprises LLC II; Investment related Yes; Santa Clara, California; Restaurant/Bar/Nightclub; Partner (proprietor, partner, officer, director, employee, trustee, agent); 08/2019; During business hours: 0; After business hours: 1; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-15 |
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