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Ryan Andrew Gundrum

Capital Client Group, Inc.

Los Angeles, CA

Los Angeles, CA

Hopkinton, MA

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-01-27
CA RA APPROVED 2019-05-21
  • NJ RA
    APPROVED
    Since 2026-01-27
  • CA RA
    APPROVED
    Since 2019-05-21

Branch Locations

400 S. Hope Street 20Th Floor, Los Angeles, CA 90071 • United States

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Hopkinton, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P Morgan Securities New York NY 07/2011 05/2019
American Funds New York NY 05/2019 01/2026
Capital Group/ Capital Client Group, Inc. Los Angeles CA 01/2026 Present
  • 07/2011 → 05/2019
    J.P Morgan Securities
    New York, NY
  • 05/2019 → 01/2026
    American Funds
    New York, NY
  • 01/2026 → Present
    Capital Group/ Capital Client Group, Inc.
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-11
S63 Uniform Securities Agent State Law Examination 2011-09-19
  • S66 Uniform Combined State Law Examination
    2014-12-11
  • S63 Uniform Securities Agent State Law Examination
    2011-09-19
Designations
Other Names
  • Ryan Gundrum
  • Ryan A Gundrum

View on SEC IAPD

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WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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