Dustin Nicholas French

Current Employers

Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2026-08-06

MD RA
APPROVED

Since 2026-08-06

Branch Locations

Ownings Mills, MD • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Scottrade	Charlottesville	VA	12/2014	02/2018
Td Ameritrade, Inc.	Towson	MD	02/2018	12/2022
Td Ameritrade Investment Management, Llc	Omaha	NE	02/2018	12/2022
Charles Schwab & Co., Inc.	Towson	MD	12/2022	Present
Charles Schwab Bank, Ssb	Towson	MD	11/2023	Present

12/2014 → 02/2018

Scottrade

Charlottesville, VA
02/2018 → 12/2022

Td Ameritrade, Inc.

Towson, MD
02/2018 → 12/2022

Td Ameritrade Investment Management, Llc

Omaha, NE
12/2022 → Present

Charles Schwab & Co., Inc.

Towson, MD
11/2023 → Present

Charles Schwab Bank, Ssb

Towson, MD

Previous Registrations

2022-01-26 → 2026-07-22

Charles Schwab & Co., Inc.

Towson, MD
2018-02-26 → 2023-09-07

Td Ameritrade Investment Management, Llc

Omaha, NE

Annapolis, MD

Towson, MD
2018-02-27 → 2022-10-14

Td Ameritrade, Inc.

Towson, MD

Annapolis, MD

Towson, MD

Omaha, NE
2016-07-25 → 2018-02-26

Scottrade Investment Management

Saint Louis, MO
2007-11-30 → 2011-10-11

Wells Fargo Clearing Services, Llc

Charlottesville, VA

Charlottesville, VA

Roanoke, VA

Charlottesville, VA

Richmond, VA

Other Businesses

Name of Outside Business:Rental Property; Investment Related:No; Address of Outside Business:Charlottesville, VA; Nature of Outside Business:Rental Property; Position:landlord; Start Date:11/1/2014; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: landlord

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-07-25
S63	Uniform Securities Agent State Law Examination	2015-04-17
S65	Uniform Investment Adviser Law Examination	2007-11-28

S66 Uniform Combined State Law Examination

2016-07-25
S63 Uniform Securities Agent State Law Examination

2015-04-17
S65 Uniform Investment Adviser Law Examination

2007-11-28

Designations

Other Names

Dustin French

View on SEC IAPD