Douglas Karl Casale

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-07-27
TX	RA	APPROVED	2019-04-18

NY RA
APPROVED

Since 2021-07-27
TX RA
APPROVED

Since 2019-04-18

Branch Locations

178 Woods Park Dr, Clinton, NY 13323 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Utica	NY	10/2010	Present
Bank Of America, N.A.	Utica	NY	06/2013	Present
Wells Fargo Clearing Services Llc	New Hartford	NY	04/2019	Present

10/2010 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Utica, NY
06/2013 → Present

Bank Of America, N.A.

Utica, NY
04/2019 → Present

Wells Fargo Clearing Services Llc

New Hartford, NY

Previous Registrations

2013-03-28 → 2019-04-22

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Utica, NY

Other Businesses

POWER OF ATTORNEY FOR FATHER, INV RELATED, WEST WINFIELD, NY, START: 1/1/2018, 0 HRS/MONTH, 0 HRS DURING TRADING. ESTATES OF IN-LAWS, INVT RELATED, BALLSTON, SPA, NY, EXECUTOR, START DATE 5/13/2024, 0 HRS PER MONTH AND DURING TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-03-27

S66 Uniform Combined State Law Examination

2013-03-27

Designations

Other Names

Douglas K Casale

View on SEC IAPD