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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-10
  • MN RA
    APPROVED
    Since 2023-08-10

Branch Locations

710 Commerce Dr St 140, Woodbury, MN 55125 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services, Inc St Paul MN 12/2008 08/2023
Cri Securities, Llc St Paul MN 12/2008 10/2021
North Star Consultants, Inc Minneapolis MN 12/2008 Present
Minnesota Life Insurance Company St Paul MN 12/2008 08/2023
University Of Minnesota Twin Cities Minneapolis MN 09/2004 Present
Cetera Wealth Services, Llc El Segundo CA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
North Star Resource Group Minneapolis MN 08/2023 Present
  • 12/2008 → 08/2023
    Securian Financial Services, Inc
    St Paul, MN
  • 12/2008 → 10/2021
    Cri Securities, Llc
    St Paul, MN
  • 12/2008 → Present
    North Star Consultants, Inc
    Minneapolis, MN
  • 12/2008 → 08/2023
    Minnesota Life Insurance Company
    St Paul, MN
  • 09/2004 → Present
    University Of Minnesota Twin Cities
    Minneapolis, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2023 → Present
    Schaumburg, IL
  • 08/2023 → Present
    North Star Resource Group
    Minneapolis, MN
Previous Registrations
  • 2014-01-15 → 2023-08-10
    Securian Financial Services, Inc.
    St. Paul, MN
    Oak Park Heights, MN
    Minneapolis, MN
    Bayport, MN
    Oak Park Heights, MN
    Woodbury, MN
    St. Paul, MN
  • 2014-01-15 → 2021-10-21
    Cri Securities, Llc
    St. Paul, MN
    Minneapolis, MN
    Oak Park Heights, MN
    Bayport, MN
    Woodbury, MN
Other Businesses

1) HANZLIK FINANCIAL SERVICES POSITION: Agent/Broker NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2011 ADDRESS: , Woodbury, MN , United States DESCRIPTION: Agent/Broker 2) NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2011 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker 3) WAYPOINT WEALTH GROUP LLC POSITION: Agent/Broker NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/23/2019 ADDRESS: , Woodbury MN , United States DESCRIPTION: Agent/Broker 4) NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 5) NAME OF OTHER BUSINESS: HELLER WAYPOINT LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 12/2025; POSITION/TITLE/RELATIONSHIP: OWNER/FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: DBA FOR ADVISORY REVENUE/FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-05
  • S66 Uniform Combined State Law Examination
    2009-03-05
Designations

View on SEC IAPD

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