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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2020-03-03 |
Branch Locations
1093 E Iron Eagle Drive Ste. 105, Eagle, ID 83616-6004 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Princor Financial Services Corporation | Eagle | ID | 06/2007 | 05/2018 |
| Hall & Associates | Eagle | ID | 04/2012 | 01/2020 |
| Principal Life Insurance Company | Eagle | ID | 06/2015 | 05/2018 |
| Securities America, Inc. | Eagle | ID | 05/2018 | 01/2020 |
| Securities America Advisors | Eagle | ID | 05/2018 | 02/2020 |
| Lpl Financial Llc | Eagle | ID | 03/2020 | Present |
1) Hall & Associates - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 05/2018 - 40 hr/mth 2)01/10/2020 - Hall & Associates - Non-Variable Insurance - inv rel - at reported business location(s) - start: 05/2018 - 5 hr/mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 2007-06-29 |
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