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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-08-27 |
| VA | RA | APPROVED | 2018-08-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Mclean | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mclean | VA | 11/2016 | 08/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Reston | VA | 08/2018 | Present |
LICENSED MASSAGE THERAPIST, NOT INV RELATED, FAIRFAX, VA, START 1/15/2018, 8 HOURS PER MONTH, ZERO DURING TRADING, VA DEPT OF HEALTH PROFESSIONS DEPT OF NURSING MASSAGE THERAPY. I*1350272 For profit or not for profit: Name of outside business organization: The Enclave Condominium - Budget and Finance Committee Investment related: N Address of business: OBA, OBA, OBA Nature of business: HOA, Co-op, Freehold Position, title, association: Committee, Finance committee Start date of relationship: 7/18/2023 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: The Budget and Finance Committee for The Enclave Condominium (where I own a condo) reviews and sets the budget for the condominium community, and advises on HOA fee increases. I would be one person on a committee of five people, and they meet once per month after work hours.. I*456386, Entity Type: Entity For Profit, Name of OBA: GE , Address: FAIRFAX, Virginia 22030, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 03/15/2018, No Hours: 0, No Hours during trading: 0, Duties: I AM DISCLOSING THAT I HAVE A VIRGINIA MASSAGE THERAPY LICENSE. I AM CURRENTLY NOT WORKING AS A MASSAGE THERAPIST OR GENERATING INCOME FROM IT, BUT I WANTED TO DISCLOSE THAT I HAVE THE LICENSE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-16 |
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