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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-08-27
VA RA APPROVED 2018-08-24
  • TX RA
    APPROVED
    Since 2018-08-27
  • VA RA
    APPROVED
    Since 2018-08-24

Branch Locations

11951 Freedom Dr, Reston, VA 20190 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Mclean VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Mclean VA 11/2016 08/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Reston VA 08/2018 Present
Previous Registrations
Other Businesses

LICENSED MASSAGE THERAPIST, NOT INV RELATED, FAIRFAX, VA, START 1/15/2018, 8 HOURS PER MONTH, ZERO DURING TRADING, VA DEPT OF HEALTH PROFESSIONS DEPT OF NURSING MASSAGE THERAPY. I*1350272 For profit or not for profit: Name of outside business organization: The Enclave Condominium - Budget and Finance Committee Investment related: N Address of business: OBA, OBA, OBA Nature of business: HOA, Co-op, Freehold Position, title, association: Committee, Finance committee Start date of relationship: 7/18/2023 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: The Budget and Finance Committee for The Enclave Condominium (where I own a condo) reviews and sets the budget for the condominium community, and advises on HOA fee increases. I would be one person on a committee of five people, and they meet once per month after work hours.. I*456386, Entity Type: Entity For Profit, Name of OBA: GE , Address: FAIRFAX, Virginia 22030, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 03/15/2018, No Hours: 0, No Hours during trading: 0, Duties: I AM DISCLOSING THAT I HAVE A VIRGINIA MASSAGE THERAPY LICENSE. I AM CURRENTLY NOT WORKING AS A MASSAGE THERAPIST OR GENERATING INCOME FROM IT, BUT I WANTED TO DISCLOSE THAT I HAVE THE LICENSE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-01-21
S63 Uniform Securities Agent State Law Examination 2001-07-16
  • S65 Uniform Investment Adviser Law Examination
    2007-01-21
  • S63 Uniform Securities Agent State Law Examination
    2001-07-16
Other Names
  • Gregory Joseph Eftink
  • Gregory Eftink

View on SEC IAPD

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