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Daniel R. Smart

J.P. Morgan Securities LLC

Denver, CO

Denver, CO

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-07-09
TX RA APPROVED 2026-07-08
  • CO RA
    APPROVED
    Since 2026-07-09
  • TX RA
    APPROVED
    Since 2026-07-08

Branch Locations

1455 16Th St Mall Floor 06, Denver, CO 80202 • United States

1629 S Colorado Blvd, Denver, CO 80222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Denver CO 07/2026 Present
J.P. Morgan Securities Llc Denver CO 07/2026 Present
Unemployed Tampa FL 12/2025 07/2026
Citigroup/Citibank Tampa FL 06/2007 11/2025
  • 07/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Denver, CO
  • 07/2026 → Present
    J.P. Morgan Securities Llc
    Denver, CO
  • 12/2025 → 07/2026
    Unemployed
    Tampa, FL
  • 06/2007 → 11/2025
    Citigroup/Citibank
    Tampa, FL
Previous Registrations
  • 2007-08-16 → 2025-12-04
    Citigroup Global Markets Inc.
    Tampa, FL
    New York, NY
    Tampa, FL
    Tampa, FL
    San Antonio, TX
    Tampa, FL
    Tampa, FL
    Jacksonville, FL
    Jacksonville, FL
    Sarasota, FL
    Tampa, FL
    New York, NY
    San Antonio, TX
    Tampa, FL
    San Antonio, TX
    San Antonio, TX
    Irving, TX
    Tampa, FL
    San Antonio, TX
    Tampa, FL
    Jacksonville, FL
    Tampa, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-14
  • S66 Uniform Combined State Law Examination
    2007-08-14
Other Names
  • Dan Smart
  • Daniel Smart
  • Daniel Roy Smart

View on SEC IAPD

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