James F Mcgill

Current Employers

Employment History

• 05/2016 → 01/2021
  Charles Schwab Bank Ssb
  New York City, NY
• 05/2016 → 01/2021
  Charles Schwab & Co., Inc.
  New York City, NY
• 01/2021 → Present
  Kestra Investment Services, Llc
  New York, NY
• 01/2021 → Present
  Kestra Advisory Services, Llc
  New York, NY

Previous Registrations

• 2016-06-24 → 2021-02-05
  Charles Schwab & Co., Inc.
  New York City, NY
  New York City, NY

Other Businesses

Business Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2 Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 1/19/2021 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Financial planning and financial advice Business Name: Christopher Street Financial Investment Related: Yes Address: 475 Park Avenue South #2100 New York NY 10016 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Financial Advisor Start Date: 1/19/2021 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Providing financial planning and financial advice to clients Business Name: 515 LLC Investment Related: No Address: 1000 Luceno Blvd McAdoo PA 18237 Nature of Business: Real Estate Position, Title or Relationship: Treasurer Start Date: 12/3/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I am responsible for the accounting and recordkeeping of the LLC.

Exams

• S66 Uniform Combined State Law Examination
  2016-07-29
• S63 Uniform Securities Agent State Law Examination
  2007-08-17

Designations

Other Names

• James Mcgill Iii
• James F Mcgill
• James F Mcgill