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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-06-25 |
| CA | RA | APPROVED | 2020-05-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alliancebernstein | Los Angeles | CA | 10/2012 | 03/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Carlsbad | CA | 04/2020 | Present |
| Bank Of America, N.A. | Carlsbad | CA | 06/2020 | Present |
I*513884 For profit or not for profit: Entity Charitable Name of outside business organization: Carlsbad Fire Department Foundation Investment related: N Address of business: Carlsbad, California, 92009 Nature of business: ["Charitable Organization"] Position, title, association: ["Board Member"], Start date of relationship: 8/2/2021 Number of hours devoted: 3 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , The Carlsbad Fire Department Foundation is continually assisting the Carlsbad Fire Department through supplemental funding, education, community outreach, and scholarships. I am a board member helping to uphold the mission of the foundation.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-01 |
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